Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carey? Claim Your ProfileCarey Joel Rosen is an investment advisor representative at Ameriprise Financial Services, LLC. Carey has been in the industry for over 30 years and has held previous positions at firms like Morgan Stanley, Citigroup Global Markets Inc. and Merrill Lynch. Carey is registered in Texas and has a Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, Series 24 and SIE licenses. Carey specializes in providing financial planning, portfolio management, and asset allocation services for individuals, businesses, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/22/2013 - Present
Ameriprise Financial Services, LLC (Ft Lauderdale FL)
FL
06/01/2009 - 04/08/2013
MORGAN STANLEY (PLANTATION FL)
FL
10/26/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PLANTATION FL)
NY
11/13/1990 - 11/13/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/06/1989 - 12/04/1990
ROSENKRANTZ LYON & ROSS INCORPORATED (NEW YORK NY)
NA
12/08/1988 - 12/12/1989
J F LOWE & COMPANY INCORPORATED
NA
01/04/1988 - 12/13/1988
GREENTREE SECURITIES CORP.
NA
03/19/1985 - 02/03/1988
BROOKS WEINGER ROBBINS & LEEDS INC.
IA
Issued 04/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/07/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/17/1987
Series 4 - Registered Options Principal Examination
BC
Issued 05/12/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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