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Carey Jennifer Brown

TP Icap Global Markets Americas LLC

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About Carey Jennifer Brown

Carey Jennifer Brown is a financial professional with over 20 years of experience in the industry. Carey has a strong track record of success in the securities industry and is currently registered with TP Icap Global Markets Americas LLC. Carey is also registered with the states of Illinois, New Jersey, and New York. Carey holds a variety of licenses including Series 7, Series 24, Series 55, Series 57, and Series 63. Carey has previously worked with Tullett Prebon Financial Services LLC, Tradition Asiel Securities Inc., Pruco Securities Corporation, and Prudential Securities Incorporated.

Firm Information

Carey Brown is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carey Brown’s Registration & Firm History

NJ

06/30/2023 - Present

TP Icap Global Markets Americas LLC (EDISON NJ)

NY

08/23/2010 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

07/02/2002 - 08/13/2010

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NJ

05/25/2000 - 07/10/2002

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NY

09/21/1999 - 05/17/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/09/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Carey Jennifer Brown.
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