Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carey? Claim Your ProfileCarey Dunn Tremaine is a registered investment advisor representative with LPL Financial LLC. Carey has over 40 years of experience in the financial services industry. Carey is also registered as an Investment Advisor Representative in Arizona, California, Montana, Nevada, Tennessee, Texas, and Washington. Carey has a Series 63 license and is a General Securities Principal. Carey also holds Series 7, Series 31 and Series 24 licenses. Carey has been affiliated with LPL Financial LLC since June 2000. Previously, Carey was affiliated with A. G. Edwards & Sons, Inc., Piper Jaffray Inc., Cosse' International Securities, Inc. and Harper, McLean & Company. Carey also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
07/17/2000 - Present
LPL Financial LLC (CARNATION WA)
MO
10/17/1994 - 06/27/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MN
02/22/1984 - 10/12/1994
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
02/14/1982 - 02/29/1984
COSSE' INTERNATIONAL SECURITIES, INC.
NA
01/19/1981 - 01/31/1982
HARPER, MCLEAN & COMPANY
IA
Issued 09/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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