Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carey? Claim Your ProfileCarey James is a registered representative with Centaurus Financial, Inc. Carey has been in the industry since December 16, 1985. Carey has a Series 7, Series 24 and Series 63 licenses. Carey is registered with the following states: Arizona, California, Colorado, Florida, Hawaii, Idaho, Massachusetts, Nevada, New Mexico, Ohio, Oregon, Tennessee, Texas, Utah, and Virginia. Carey is also registered with the following Investment Advisor states: California, Ohio, Oregon and Texas. Carey's firm, Centaurus Financial, Inc. is a full-service firm offering a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/07/2024 - Present
Centaurus Financial, Inc. (ARROYO GRANDE CA)
MA
03/31/1999 - 08/20/2004
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
05/01/1995 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
MO
09/04/1990 - 05/09/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
12/17/1985 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BC
Issued 08/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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