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Carey A Droznek

Northwestern Mutual Investment Services, LLC

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About Carey A Droznek

Carey Droznek is a financial advisor at Northwestern Mutual Investment Services, LLC and has been in the industry since October 3, 2008. Carey is registered with the state of Pennsylvania. Carey has experience with a number of firms including VALIC Financial Advisors, Inc., Alight Financial Solutions, LLC, Mid Atlantic Capital Corporation, MBSC Securities Corporation, Waddell & Reed, LPL Financial LLC, Securities America, Inc., and UBS Financial Services Inc.

Firm Information

Carey Droznek is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Carey Droznek’s Registration & Firm History

PA

06/29/2023 - Present

Northwestern Mutual Investment Services, LLC (PITTSBURGH PA)

PA

09/08/2022 - 02/03/2023

VALIC FINANCIAL ADVISORS, INC. (PITTSBURGH PA)

IL

07/14/2021 - 09/14/2022

ALIGHT FINANCIAL SOLUTIONS, LLC (CHICAGO IL)

PA

04/15/2016 - 04/19/2021

MID ATLANTIC CAPITAL CORPORATION (MCMURRAY PA)

PA

11/16/2015 - 04/04/2016

MBSC SECURITIES CORPORATION (PITTSBURGH PA)

PA

10/13/2014 - 07/06/2015

WADDELL & REED (MONROEVILLE PA)

PA

06/02/2011 - 09/25/2014

LPL FINANCIAL LLC (PITTSBURGH PA)

PA

08/11/2010 - 06/02/2011

SECURITIES AMERICA, INC. (PITTSBURGH PA)

FL

09/18/2007 - 08/03/2010

UBS FINANCIAL SERVICES INC. (TAMPA FL)

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Licenses & Designations

BOTH

Issued 02/07/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carey A Droznek.
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