Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caressa? Claim Your ProfileCaressa Baker is a financial advisor based in Denver, CO. Caressa has been a registered representative since April 2001 and is currently registered with Janus Henderson Distributors US LLC. Caressa has a wide range of experience in the financial services industry, having held licenses in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/17/2001 - Present
Janus Henderson Distributors US LLC (DENVER CO)
BC
Issued 06/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/06/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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