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Caren Wiegand

Fidelity Brokerage Services LLC

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About Caren Wiegand

Caren Wiegand is a financial advisor with over 25 years of experience in the industry. Caren has a broad range of experience working with clients at various firms such as Nationwide Investment Services Corporation, Ohio National Equities, Inc., The O.N. Equity Sales Company, Ameritas Investment Corp. and Carillon Investments, Inc. Caren is currently registered with Fidelity Brokerage Services LLC and serves clients across the country. Caren is also a licensed securities professional with a Series 63, Series 7, and Series 26 license.

Firm Information

Caren Wiegand is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caren Wiegand’s Registration & Firm History

KY

09/15/2021 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

OH

03/15/2018 - 06/28/2021

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

OH

02/23/2010 - 02/23/2018

OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)

OH

12/10/2009 - 02/23/2010

THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)

OH

06/30/2006 - 07/14/2009

AMERITAS INVESTMENT CORP. (CINCINNATI OH)

OH

10/31/2001 - 06/30/2006

CARILLON INVESTMENTS, INC. (CINCINNATI OH)

NY

05/02/1995 - 10/11/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/06/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/19/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Caren Wiegand.
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