Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caren? Claim Your ProfileCaren Lee Lawson is a financial advisor with over 30 years of experience in the financial services industry. Caren is currently registered with Avantax Investment Services, Inc. and has previously worked with firms such as Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Caren is licensed to provide investment advice in California and has a Series 7, Series 24 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
04/24/2024 - Present
Avantax Investment Services, Inc. (DALLAS TX)
CO
01/26/2015 - 10/21/2021
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
IL
01/26/2015 - 10/21/2021
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
01/26/2015 - 10/21/2021
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CA
01/26/2015 - 10/21/2021
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
12/19/2003 - 10/21/2021
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
FL
01/26/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
FL
03/06/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
MA
01/26/2015 - 11/08/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
GA
03/06/2015 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
GA
07/29/1993 - 12/31/2003
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
MN
12/21/1999 - 07/03/2001
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
GA
09/30/1986 - 12/31/1992
PLANNED INVESTMENTS INC. (ATLANTA GA)
BC
Issued 07/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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