Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caren? Claim Your ProfileCaren Jacobs is a financial advisor with over 20 years of experience in the industry. Caren is currently registered with J.p. Morgan Securities LLC and has previously held positions with Morgan Stanley & Co. LLC, Banc of America Securities LLC, Bear, Stearns & Co. Inc., and BNY Capital Markets Inc. Caren holds a Series 7, Series 9, Series 10, and Series 63 licenses and has demonstrated a commitment to professional development by obtaining the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
09/12/2013 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
08/31/2009 - 09/17/2013
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
08/15/2005 - 08/18/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/23/2003 - 06/16/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/31/2000 - 08/03/2001
BNY CAPITAL MARKETS INC. (NEW YORK NY)
BC
Issued 03/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/03/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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