Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carel? Claim Your ProfileCarel Stephanus Botha is a financial professional with over 15 years of experience in the financial services industry. Carel Botha currently works at Wallachbeth Capital LLC as an Investment Advisor Representative and holds licenses in Series 7, Series 63, and SIE. Previously, Carel Botha has worked with firms such as BGC Financial, L.P., Cantor Fitzgerald & Co., and ICAP Corporates LLC. Carel Botha is registered in eight states, including California, Connecticut, Georgia, Illinois, New Jersey, New York, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/21/2018 - Present
Wallachbeth Capital LLC (JERSEY CITY NJ)
NY
01/23/2015 - 06/15/2018
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
06/01/2009 - 01/05/2015
WALLACHBETH CAPITAL LLC (NEW YORK NY)
NY
03/16/2007 - 04/21/2009
CANTOR FITZGERALD & CO. (NEW YORK NY)
NJ
08/24/2005 - 03/05/2007
ICAP CORPORATES LLC (JERSEY CITY NJ)
BC
Issued 03/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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