Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Careen? Claim Your ProfileCareen Rose is an investment advisor representative with First Command Advisory Services. Careen has been in the industry since January 2017 and has a Series 63, Series 65, Series 6TO, and SIE licenses. Careen is registered with the state of Washington and is currently working from the First Command Advisory Services branch office in Oak Harbor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
06/18/2024 - Present
First Command Advisory Services (Oak Harbor WA)
IA
Issued 06/15/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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