Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cara? Claim Your ProfileCara Winters Johnson is a registered representative with Foreside Fund Services, LLC. Cara has been in the securities industry since 2006. Cara holds the Series 6, 7, and 63 licenses and the SIE exam. Cara is registered to sell securities in all 50 states, the District of Columbia and Puerto Rico. Prior to joining Foreside, Cara was a registered representative with JANUS Distributors LLC in Denver, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/16/2017 - Present
Foreside Fund Services, LLC (New York NY)
CO
06/29/2017 - 07/24/2017
JANUS DISTRIBUTORS LLC (DENVER CO)
CO
05/25/2006 - 05/30/2017
JANUS DISTRIBUTORS LLC (DENVER CO)
BC
Issued 07/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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