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Cara Michelle Pritchett

Cetera Advisors LLC

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About Cara Michelle Pritchett

Cara Michelle Pritchett is a financial professional who has been in the industry since 2018. Cara is currently registered with Cetera Advisors LLC. Cara is licensed in Maine. She is a Series 6 and 63 licensed professional.

Firm Information

Cara Pritchett is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cara Pritchett’s Registration & Firm History

ME

11/04/2021 - Present

Cetera Advisors LLC (SOUTH PORTLAND ME)

ME

06/28/2018 - 09/15/2020

CETERA ADVISORS LLC (SOUTH PORTLAND ME)

PA

04/02/2018 - 04/20/2018

CITIZENS SECURITIES, INC. (MEADVILLE PA)

MD

06/09/2009 - 02/12/2010

T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)

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Licenses & Designations

BC

Issued 10/29/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cara Michelle Pritchett.
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