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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cara? Claim Your ProfileCara Michelle Paynter is a registered representative with Morgan Stanley. Cara has been in the financial services industry since 2004 and has a strong track record of providing investment advice to individuals, families, and businesses. Cara is committed to understanding her clients' financial goals and developing personalized investment strategies to help them achieve their objectives. She holds a Series 66 license, a Series 7 license, and a Securities Industry Essentials Examination (SIE) certification. Cara has experience working with a variety of clients, including high-net-worth individuals, families, and businesses. She is also experienced in providing investment advice for a range of investment products, including stocks, bonds, mutual funds, and exchange-traded funds (ETFs). Cara is committed to providing her clients with the highest level of service and professionalism.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/10/2022 - Present
Morgan Stanley (Laguna Niguel CA)
CA
01/03/2011 - 10/13/2022
WELLS FARGO CLEARING SERVICES, LLC (MISSION VIEJO CA)
CA
04/13/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (NEWPORT BEACH CA)
CA
05/05/2006 - 04/12/2010
NORTHERN TRUST SECURITIES, INC. (NEWPORT BEACH CA)
CA
08/04/2004 - 05/05/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MA
02/18/2004 - 06/24/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 05/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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