Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cara? Claim Your ProfileCara McCarthy is a Baltimore, MD based advisor with over 10 years of experience in the financial services industry. Cara holds the Series 99 (Operations Professional Examination) and the Securities Industry Essentials Examination (SIE) licenses. Cara McCarthy is registered with Morgan Stanley & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
09/17/2012 - Present
Morgan Stanley & Co. LLC (Baltimore MD)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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