Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cara? Claim Your ProfileCara Richards-kickham is a financial advisor with RBC Capital Markets, LLC. Cara has been working in the financial industry for over 17 years and has a broad range of experience in providing financial advice to individuals, families, and businesses. Cara holds the Series 7, Series 9, Series 10, and Series 66 licenses, as well as the SIE designation. She is also a Certified Financial Planner (CFP®). In addition to her role at RBC Capital Markets, LLC, Cara also works as an independent contractor for Purium and Sharing the Light Wholistic Center. Cara is dedicated to helping her clients achieve their financial goals and is committed to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
11/27/2017 - Present
RBC Capital Markets, LLC (Farmington CT)
CT
04/16/2015 - 11/20/2017
COMMONWEALTH FINANCIAL NETWORK (FARMINGTON CT)
CT
09/26/2011 - 04/21/2015
RBC CAPITAL MARKETS, LLC (HARTFORD CT)
CT
03/22/2011 - 09/26/2011
SECURITIES SERVICE NETWORK, INC. (WEST HARTFORD CT)
CT
11/18/2009 - 02/08/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (AVON CT)
CT
10/23/2009 - 11/18/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST HARTFORD CT)
CT
03/07/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST HARTFORD CT)
CT
01/05/2006 - 03/07/2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
MA
09/05/2005 - 01/11/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 11/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/08/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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