Unclaimed
Cara Marie Hayes is a Registered Representative with Citizens Securities, Inc. Cara is licensed to provide financial services in 12 states including Connecticut, Delaware, Florida, Massachusetts, Michigan, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, and West Virginia. Cara has been in the securities industry since 2019, with previous experience at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. In addition to her work as a financial advisor, Cara also volunteers as a cookie booth supervisor for Girl Scouts of Southern NE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Participate in wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
RI
11/05/2021 - Present
Citizens Securities, Inc. (JOHNSTON RI)
RI
01/28/2021 - 06/15/2021
J.P. MORGAN SECURITIES LLC (Providence RI)
RI
10/07/2019 - 07/20/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
BOTH
Issued 11/06/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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