Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cara? Claim Your ProfileCara Adler is a financial professional with over 20 years of experience in the industry. Cara is currently registered with Mufg Securities Americas Inc., a firm that specializes in financial services. Cara has a broad range of experience, having previously worked at FTN FINANCIAL SECURITIES CORP and Piper Jaffray & Co.. Cara holds a Series 63, SIE, and Series 7 licenses and is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/28/2013 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
07/16/2012 - 09/04/2013
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
NY
07/01/2002 - 06/20/2012
PIPER JAFFRAY & CO. (NEW YORK NY)
BC
Issued 08/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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