Unclaimed
Cara Gentile is a financial professional with over 25 years of experience in the industry. She has held positions at several prominent firms, including UBS PaineWebber Inc. and Regional Brokers, Inc. Cara is currently registered with PNC Capital Markets LLC and holds a variety of licenses and designations, including Series 7, 6, 52, 63, 79TO, SIE, and 24. Cara is licensed to provide investment advice in over 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/10/2004 - Present
PNC Capital Markets LLC (PHILADELPHIA PA)
NJ
12/02/1999 - 07/01/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
PA
05/01/1998 - 11/05/1999
REGIONAL BROKERS, INC. (JAMISON PA)
PA
11/04/1996 - 04/23/1998
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 11/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1998
Series 52 - Municipal Securities Representative Examination
BC
Issued 11/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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