Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cara? Claim Your ProfileCara Maloney is a financial professional with over 28 years of experience in the industry. Cara is currently registered with Thrivent Investment Management Inc., a firm headquartered in Minneapolis, Minnesota. Cara is licensed to provide financial advice in New York. Cara specializes in providing financial planning and portfolio management services to individuals and businesses. Cara also works with churches and non-profit sharing retirement accounts. Cara has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/24/2021 - Present
Thrivent Investment Management Inc. (WESTBURY NY)
NY
07/15/2015 - 12/31/2016
CETERA INVESTMENT SERVICES LLC (Jericho NY)
NY
07/08/2013 - 06/17/2015
CADARET, GRANT & CO., INC. (NEW HYDE PARK NY)
NY
08/01/2003 - 05/22/2013
WALNUT STREET SECURITIES, INC. (NEW HYDE PARK NY)
NY
09/08/1994 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MA
11/04/1991 - 06/15/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/04/1991 - 06/15/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 05/08/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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