Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cara? Claim Your ProfileCara Gallagher is a financial professional with over 25 years of experience in the financial services industry. Cara has a strong background in securities trading and investment management, with a focus on providing personalized financial advice to individuals, businesses, and institutions. Cara is currently registered with Stifel, Nicolaus & Company, Inc., where she provides a range of financial services, including investment management, financial planning, and retirement planning. Cara has previously worked for several other well-known financial firms including Trade Manage Capital, Inc., Crown Financial Group, Inc., and Fleet Securities, Inc., among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/20/2018 - Present
Stifel, Nicolaus & Company, Inc. (HACKENSACK NJ)
NJ
08/07/2006 - 05/11/2018
TRADE MANAGE CAPITAL, INC. (SADDLE BROOK NJ)
NJ
11/18/2004 - 03/17/2005
CROWN FINANCIAL GROUP, INC. (JERSEY CITY NJ)
TX
02/02/1998 - 09/27/2001
FLEET SECURITIES, INC. (DALLAS TX)
NJ
10/14/1997 - 02/02/1998
NASH, WEISS & CO. (JERSEY CITY NJ)
NJ
03/25/1996 - 10/14/1997
NASH, WEISS & CO. (JERSEY CITY NJ)
FL
11/16/1995 - 01/23/1996
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
HI
08/25/1995 - 12/06/1995
WINDSOR REYNOLDS SECURITIES, INC. (HONOLULU HI)
NJ
08/05/1991 - 01/16/1995
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
BC
Issued 02/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/02/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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