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Cara L Downing

Riversource Distributors, Inc.

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About Cara L Downing

Cara L. Downing is a registered representative with Riversource Distributors, Inc. Cara has been in the securities industry since June 19, 2005. Cara is a licensed securities principal in the state of Minnesota and holds the Series 7, Series 24, and Series 63 licenses. Cara previously worked at Ameriprise Financial Services, LLC and Dain Bosworth Incorporated.

Firm Information

Cara Downing is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cara Downing’s Registration & Firm History

MN

09/07/2007 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

08/20/2009 - 12/31/2023

AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

MN

01/14/2008 - 05/06/2009

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

NA

11/26/1993 - 02/12/1996

DAIN BOSWORTH INCORPORATED

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Licenses & Designations

BC

Issued 04/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cara L Downing.
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