Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cara? Claim Your ProfileCara Kinowski is a financial advisor with over 11 years of experience in the financial industry. Cara currently works as a Registered Representative and Investment Advisor Representative at Wells Fargo Advisors Financial Network, LLC, a subsidiary of Wells Fargo & Company. Cara also works as a Registered Representative at Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo Advisors, Cara worked at First Clearing, LLC and Wells Fargo Advisors, LLC. Cara holds a Series 63 license and a Series 66 license. Cara also holds Series 7, Series 9, Series 10 and Series 24 licenses. Cara is a Registered Representative in Minnesota, and an Investment Advisor Representative in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
03/21/2024 - Present
Wells Fargo Advisors Financial Network, LLC (MINNEAPOLIS MN)
MO
12/12/2013 - 03/30/2015
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
09/18/2012 - 12/12/2013
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 07/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/27/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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