Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cara? Claim Your ProfileCara Hartwig is a financial advisor with TPG Capital BD, LLC. Cara has been in the industry since 2016 and has a Series 7, Series 63 and SIE license. Cara is registered with FINRA, and holds licenses in California, New York and Texas. Prior to joining TPG Capital BD, LLC, Cara worked at Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/13/2019 - Present
TPG Capital BD, LLC (SAN FRANCISCO CA)
NY
08/12/2016 - 04/17/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 08/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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