Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cara? Claim Your ProfileCara Petruccelli is a financial advisor with Alps Distributors, Inc. She is registered with FINRA and has passed the Series 7, Series 63, and SIE exams. Cara has been in the industry since 2018 and previously worked at CCO CAPITAL, LLC and Deutsche Bank Securities Inc. Cara's current office is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/30/2024 - Present
Alps Distributors, Inc. (New York NY)
NY
06/05/2018 - 04/14/2022
CCO CAPITAL, LLC (New York NY)
NY
11/12/2004 - 01/30/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 06/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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