Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cara? Claim Your ProfileCara Corinne Magliocco is an investment professional with over 13 years of experience in the financial services industry. Cara is currently registered with Allspring Funds Management, LLC as a Registered Representative and Investment Advisor Representative and holds the Series 7, 31, 63 and 65 securities licenses, as well as the SIE. In previous roles Cara was a Registered Representative with Legg Mason Investor Services, LLC, ING Investments Distributor, LLC, ING Financial Advisers, LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
11/20/2017 - Present
Allspring Funds Management, LLC (Magnolia TX)
CA
03/23/2012 - 11/27/2017
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
CT
08/19/2009 - 03/22/2012
ING INVESTMENTS DISTRIBUTOR, LLC (HARTFORD CT)
CT
07/03/2008 - 08/20/2009
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
07/29/2005 - 06/27/2008
CITIGROUP GLOBAL MARKETS INC. (HARTFORD CT)
IA
Issued 08/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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