Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cara? Claim Your ProfileCara Leigh has been in the financial services industry since August 1997. Cara is a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC and is licensed in 42 states. Cara holds Series 4, 7, 24, 55, 63 and SIE licenses. Prior to joining Wells Fargo, Cara worked at several firms including Moors & Cabot, Inc., Oppenheimer & Co. Inc., Investors Capital Corp., Credit Suisse Securities (USA) LLC, Boston Institutional Services Incorporated, National Financial Services LLC, Fidelity Brokerage Services, Inc., and Scudder Financial Services, Inc. Cara's previous experience gives her a strong foundation in financial services and allows her to offer a wide range of investment services to her clients. Cara specializes in providing financial planning, investment consulting, and portfolio management services for individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/14/2014 - Present
Wells Fargo Clearing Services, LLC (FORT LAUDERDALE FL)
MA
01/24/2011 - 12/02/2013
MOORS & CABOT, INC. (BOSTON MA)
MA
11/17/2010 - 02/02/2011
OPPENHEIMER & CO. INC. (BOSTON MA)
MA
07/13/2006 - 04/30/2010
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
03/22/2004 - 07/24/2006
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
MA
01/21/2003 - 03/22/2004
BOSTON INSTITUTIONAL SERVICES INCORPORATED (BOSTON MA)
MA
06/22/2000 - 11/29/2001
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
11/25/1998 - 06/22/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
11/06/1996 - 11/18/1998
SCUDDER FINANCIAL SERVICES, INC. (BOSTON MA)
CA
12/08/1995 - 11/05/1996
STOCKCROSS, INC. (BEVERLY HILLS CA)
BC
Issued 01/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2001
Series 24 - General Securities Principal Examination
BC
Issued 05/17/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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