Unclaimed
Canon Hickman is a financial advisor with over 15 years of experience in the industry. Canon is registered with Cambridge Investment Research Advisors, Inc. and holds Series 7, 63 and 65 licenses as well as the SIE exam. Prior to joining Cambridge Investment Research Advisors, Inc., Canon worked at Sanders Morris Harris Inc. and QA3 Financial Corp. Canon provides financial planning, portfolio management and educational seminars to individuals, high-net-worth individuals, businesses, charitable organizations, and pension and profit sharing plans. Canon has a strong commitment to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
11/22/2011 - Present
Cambridge Investment Research Advisors, Inc. (HENRICO VA)
VA
11/03/2008 - 11/23/2011
SANDERS MORRIS HARRIS INC. (MCLEAN VA)
VA
03/22/2007 - 11/03/2008
QA3 FINANCIAL CORP. (RICHMOND VA)
BC
Issued 04/05/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/30/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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