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Canon Wayne Hickman

Cambridge Investment Research Advisors, Inc.

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About Canon Wayne Hickman

Canon Hickman is a financial advisor with over 15 years of experience in the industry. Canon is registered with Cambridge Investment Research Advisors, Inc. and holds Series 7, 63 and 65 licenses as well as the SIE exam. Prior to joining Cambridge Investment Research Advisors, Inc., Canon worked at Sanders Morris Harris Inc. and QA3 Financial Corp. Canon provides financial planning, portfolio management and educational seminars to individuals, high-net-worth individuals, businesses, charitable organizations, and pension and profit sharing plans. Canon has a strong commitment to providing personalized financial advice and helping clients achieve their financial goals.

Firm Information

Canon Hickman is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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Canon Hickman’s Registration & Firm History

VA

11/22/2011 - Present

Cambridge Investment Research Advisors, Inc. (HENRICO VA)

VA

11/03/2008 - 11/23/2011

SANDERS MORRIS HARRIS INC. (MCLEAN VA)

VA

03/22/2007 - 11/03/2008

QA3 FINANCIAL CORP. (RICHMOND VA)

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Licenses & Designations

BC

Issued 04/05/2007

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/30/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Canon Wayne Hickman. Review regulatory record here.
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