Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Candy? Claim Your ProfileCandy P. Berghuis is a financial advisor at Stifel, Nicolaus & Company, Inc., where she has been working since October 2009. Candy has been in the industry since May 2002 and has a broad range of experience working with individuals, corporations, and various other entities. Prior to Stifel, Nicolaus & Company, Inc., Candy worked at UBS Financial Services Inc. and USBANCORP PIPER JAFFRAY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/16/2014 - Present
Stifel, Nicolaus & Company, Inc. (VIRGINIA MN)
MN
08/12/2006 - 10/16/2009
UBS FINANCIAL SERVICES INC. (BAXTER MN)
MN
05/14/2002 - 08/12/2006
PIPER JAFFRAY & CO. (BAXTER MN)
BOTH
Issued 06/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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