Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Candice? Claim Your ProfileCandice Travis is a financial advisor with over 7 years of experience in the financial services industry. Candice Travis is currently registered with J.p. Morgan Securities LLC. Prior to her current role, Candice Travis worked at SANTANDER SECURITIES LLC and CITIZENS SECURITIES, INC. Candice Travis holds Series 7, 6, 63 and 65 licenses, as well as the SIE exam. Candice Travis specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting and selection of other advisors. Candice Travis is also registered as an investment advisor representative with the state of New Hampshire and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
09/20/2023 - Present
J.p. Morgan Securities LLC (Hanover MA)
MA
08/23/2019 - 07/25/2023
SANTANDER SECURITIES LLC (South Sandwich MA)
MA
05/21/2018 - 08/05/2019
CITIZENS SECURITIES, INC. (HANOVER MA)
MA
11/22/2016 - 05/17/2018
SANTANDER SECURITIES LLC (PLYMOUTH MA)
IA
Issued 07/17/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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