Unclaimed
Candice Whitten is a financial professional with over 20 years of experience in the industry. Candice is currently registered with Pimco Investments LLC in Newport Beach, CA. Prior to joining Pimco Investments LLC, Candice was employed at Allianz Global Investors Distributors LLC and Goldman, Sachs & Co. in New York, NY. Candice holds a variety of licenses and certifications including Series 3, 7, 24, 63 and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/14/2011 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CA
10/10/2006 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
NY
10/18/2001 - 05/18/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 12/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2006
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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