Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Candice? Claim Your ProfileCandice Mobley is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in RIDGELAND, Mississippi. Candice has been in the financial industry since 2000. Candice has a Series 7, Series 63, and Series 65 license and has also passed the SIE exam. Candice is also registered to provide investment advisory services in Mississippi and Texas. Previously, Candice was employed by Morgan Stanley, Citigroup Global Markets Inc. and AmSouth Investment Services, Inc. Candice specializes in providing financial advice to individuals, businesses, corporations, charitable organizations, pension and profit sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
05/06/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIDGELAND MS)
MS
06/01/2009 - 02/21/2014
MORGAN STANLEY (JACKSON MS)
MS
09/28/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JACKSON MS)
MS
01/06/2004 - 09/12/2006
CITIGROUP GLOBAL MARKETS INC. (JACKSON MS)
AL
02/13/2003 - 11/14/2003
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
NY
08/10/2000 - 01/15/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 04/10/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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