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Candice Ericson

Neuberger Berman BD LLC

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About Candice Ericson

Candice Ericson is a registered representative with Neuberger Berman BD LLC. Candice has been in the securities industry since 2007 and is currently registered in New Jersey and New York. Candice has passed the Series 63, Series 7 and SIE exams. Candice was previously registered with NEUBERGER BERMAN MANAGEMENT LLC and Oppenheimer & Co. Inc.

Firm Information

Candice Ericson is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Candice Ericson’s Registration & Firm History

NY

04/25/2012 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

10/26/2011 - 04/25/2012

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

NY

01/14/2008 - 11/14/2011

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

08/13/2007 - 01/14/2008

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/28/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Candice Ericson.
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