Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Candice? Claim Your ProfileCandice Sagehorn is a financial advisor with Charles Schwab & Co., Inc. in Pacific Grove, CA. Candice has been in the financial services industry since March 1993. Candice holds the Series 63, 66, 7, 8, 9, and 10 licenses. Candice has been a registered representative with Charles Schwab & Co., Inc. since March 2011. Previous to that, Candice was a registered representative with MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC. and UBS FINANCIAL SERVICES INC. Candice is also a registered investment advisor in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
03/16/2011 - Present
Charles Schwab & CO., Inc. (Pacific Grove CA)
CA
06/01/2009 - 03/09/2011
MORGAN STANLEY SMITH BARNEY (NEWPORT BEACH CA)
CA
07/21/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEWPORT BEACH CA)
NJ
05/22/1997 - 06/25/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NE
09/11/1991 - 12/12/1995
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BOTH
Issued 12/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/07/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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