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Candace Noel Books

Cetera Financial Specialists LLC

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About Candace Noel Books

Candace Noel Books is a financial advisor with over 20 years of experience in the financial services industry. Candace is currently registered with Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Cetera Advisors LLC. Candace has held previous registrations with several other firms including First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., Legend Equities Corporation, VSR Financial Services, Inc., Investors Capital Corp., and J.P. Turner & Company, L.L.C.. Candace holds the Series 7, Series 24, and SIE licenses. Candace has been registered in Colorado since 2001.

Firm Information

Candace Books is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Candace Books’s Registration & Firm History

CO

02/09/2015 - Present

Cetera Financial Specialists LLC (GREENWOOD VILLAGE CO)

CA

02/09/2015 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CO

02/09/2015 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (DENVER CO)

CO

03/24/2015 - 11/01/2017

GIRARD SECURITIES, INC. (DENVER CO)

CO

02/09/2015 - 12/31/2016

LEGEND EQUITIES CORPORATION (Denver CO)

CO

03/24/2015 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (DENVER CO)

CO

02/09/2015 - 11/09/2016

INVESTORS CAPITAL CORP. (DENVER CO)

CO

02/09/2015 - 12/23/2015

J.P. TURNER & COMPANY, L.L.C. (DENVER CO)

CO

02/01/2013 - 02/02/2015

CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)

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Licenses & Designations

BC

Issued 03/21/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Candace Noel Books.
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