Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Candace? Claim Your ProfileCandace Michelle Flood is a financial advisor in Westlake, Texas. Candace is registered with Fidelity Brokerage Services LLC and has been in the industry since May 17, 1996. She holds the Series 6, 7, 63, and 66 securities licenses. Candace is a registered representative with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
02/04/2019 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
03/07/2018 - 01/08/2019
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
12/06/2011 - 01/25/2018
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
04/19/2007 - 10/26/2011
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
12/13/1999 - 04/19/2007
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
RI
08/09/1995 - 06/18/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 05/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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