linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Candace E Kelley

Loop Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Candace? Claim Your Profile

About Candace E Kelley

Candace Kelley is a financial professional with over 8 years of experience in the industry. Candace is currently a registered representative with Loop Capital Markets LLC in Houston, Texas. Prior to joining Loop Capital Markets LLC, Candace worked as a registered representative at UBS Financial Services Inc. in Weehawken, New Jersey and Hilltop Securities Inc. in Houston, Texas. Candace holds several industry licenses, including Series 7, Series 50, Series 52, and Series 63.

Firm Information

Candace Kelley is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

other

Negotiated fees for research services

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Candace Kelley’s Registration & Firm History

TX

10/17/2023 - Present

Loop Capital Markets LLC (HOUSTON TX)

NJ

07/09/2018 - 10/10/2023

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

TX

01/22/2016 - 07/13/2018

HILLTOP SECURITIES INC. (HOUSTON TX)

TX

10/23/2015 - 01/22/2016

FIRST SOUTHWEST COMPANY, LLC (HOUSTON TX)

Not sure if Candace E Kelley is right for you?

Licenses & Designations

BC

Issued 12/21/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2016

Series 7 - General Securities Representative Examination

BC

Issued 01/29/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/23/2015

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Candace E Kelley.
Not sure if Candace E Kelley is right for you?