Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Candace? Claim Your ProfileCandace Dill Roane is a financial advisor with DFA Securities LLC. Candace has over 20 years of experience in the financial services industry. Candace is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 24 and Series 66 licenses. Candace is also a registered representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
04/29/2024 - Present
DFA Securities LLC (CHARLOTTE NC)
NC
09/16/2022 - 04/11/2024
QUASAR DISTRIBUTORS, LLC (Charlotte NC)
NC
08/12/2021 - 05/06/2022
DFA SECURITIES LLC (CHARLOTTE NC)
NY
10/05/2010 - 06/14/2021
AQUILA DISTRIBUTORS LLC (NEW YORK NY)
NC
11/10/2006 - 09/20/2010
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
MA
05/25/2004 - 05/23/2006
IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. (BOSTON MA)
MA
07/11/2002 - 12/11/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MO
10/01/2000 - 07/16/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
08/31/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 02/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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