Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Candace? Claim Your ProfileCandace D Falsetto is a financial advisor with over 20 years of experience in the industry. Candace is currently registered with J.p. Morgan Securities LLC in Miami, Florida. Prior to joining J.p. Morgan Securities LLC, Candace was a financial advisor with Wells Fargo Clearing Services, LLC in Miami, Florida and Triad Advisors, Inc. in Boca Raton, Florida. Candace has passed the Series 66, Series 7TO, SIE and Series 7 exams. Candace is a licensed investment advisor representative. Candace works with a wide range of clients, including high-net-worth individuals, corporations, and trusts. Candace is also a member of the Florida Commission on the Status of Women. Candace's specializations include financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
02/07/2023 - Present
J.p. Morgan Securities LLC (Miami FL)
FL
11/10/2020 - 01/22/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
01/03/2006 - 03/31/2006
TRIAD ADVISORS, INC. (BOCA RATON FL)
AL
10/29/2003 - 01/20/2004
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
BOTH
Issued 02/06/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/22/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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