Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Candace? Claim Your ProfileCandace Ellison is a financial advisor with Charles Schwab & Co., Inc., a firm based in San Francisco. Candace is an active broker and investment advisor representative registered in Texas. She has held positions with several other firms including TD Ameritrade, RBC Capital Markets, Wells Fargo Advisors and Edward Jones. Candace Ellison has been working in the financial industry since 2008. She holds Series 3, 7, 9, 10, 24, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
11/27/2017 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
07/13/2017 - 10/30/2017
TD AMERITRADE, INC. (FORT WORTH TX)
TX
04/23/2014 - 07/18/2017
RBC CAPITAL MARKETS, LLC (DALLAS TX)
IN
05/18/2011 - 04/08/2014
WELLS FARGO ADVISORS, LLC (INDIANAPOLIS IN)
MO
09/10/2008 - 07/18/2011
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
01/03/2008 - 07/29/2008
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 06/11/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2017
Series 24 - General Securities Principal Examination
BC
Issued 07/18/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2015
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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