Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Canary? Claim Your ProfileCanary Chia is an active investment advisor representative. Canary Chia has been in the industry for over 10 years. Canary Chia is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Illinois, Texas, and Utah. Previously, Canary Chia was registered with Morgan Stanley in Illinois. Canary Chia has passed the Series 66, Series 7TO, and SIE exams. Canary Chia has a total of 30 state licenses. Canary Chia specializes in providing investment advice to high net worth individuals, corporations, and pension and profit sharing plans. Canary Chia has experience providing portfolio management for individuals and businesses, and has expertise in pension consulting. Canary Chia is also registered to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/23/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HIGHLAND PARK IL)
IL
01/13/2020 - 02/07/2020
MORGAN STANLEY (BARRINGTON IL)
BOTH
Issued 06/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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