Unclaimed
Cameron Azad is a financial advisor with UBS Financial Services Inc. Cameron is licensed to provide investment advice in 40 states and is also registered with FINRA. Cameron has been providing financial advice for over 40 years and has a strong track record of success. Cameron is committed to providing his clients with the highest level of service and expertise. In addition to his work with UBS Financial Services Inc., Cameron has also worked at Drexel Burnham Lambert Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Cameron holds a Series 3, Series 7, and Series 63 licenses and has passed the SIE exam. Cameron has served as an arbitrator on the National Futures Association Arbitration Panel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
06/23/2022 - Present
UBS Financial Services Inc. (PASADENA CA)
NA
04/14/1986 - 06/03/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
04/19/1983 - 04/23/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 11/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1997
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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