Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Calvin? Claim Your ProfileCalvin Roseberry is a financial advisor with Avantax Advisory Services. Calvin has been in the industry since June 19, 2000. Calvin holds licenses and registrations in North Carolina and Texas. Calvin has been registered with Avantax Advisory Services since January 28, 2021. Calvin has also worked with MML Investors Services, LLC, Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., Palmetto Advisory Group, UBS Financial Services Inc., ADP Broker-Dealer, Inc., Chase Investment Services Corp., SummitAlliance Securities, L.L.C., Calton & Associates, Inc., and UBS Financial Services Inc. Calvin has a total of 6 specializations. Calvin has a total of 6 years of experience in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
01/28/2021 - Present
Avantax Advisory Services (Dallas TX)
NC
09/08/2020 - 01/13/2021
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
FL
02/07/2018 - 02/21/2020
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (ST. PETERSBURG FL)
FL
07/14/2015 - 02/21/2020
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
SC
03/18/2014 - 06/19/2015
PALMETTO ADVISORY GROUP (KIAWAH ISLAND SC)
FL
02/27/2013 - 03/27/2014
UBS FINANCIAL SERVICES INC. (MIAMI FL)
NJ
04/13/2011 - 02/27/2013
ADP BROKER-DEALER, INC. (ROSELAND NJ)
FL
10/21/2010 - 03/16/2011
CHASE INVESTMENT SERVICES CORP. (OAKLAND PARK FL)
FL
06/18/2009 - 03/04/2010
SUMMITALLIANCE SECURITIES, L.L.C. (WEST PALM BEACH FL)
MS
12/19/2007 - 11/14/2008
CALTON & ASSOCIATES, INC. (OXFORD MS)
NJ
06/22/1998 - 11/28/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 09/18/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 05/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Calvin Roseberry is the right advisor for you? Invested Better is here to help.
