Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Calvin? Claim Your ProfileCalvin Rivers Sullivan is a registered representative with Raymond James & Associates, Inc. located in Memphis, TN. Calvin has been in the financial services industry since 2000 and has a wide range of experience in the industry. Calvin is licensed to sell securities in Tennessee. Calvin is a Series 7, 6, 63, 24, 99TO and SIE licensed representative. Calvin has previously worked at MORGAN KEEGAN & COMPANY, INC. and FIRST UNION SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/02/2012 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
01/27/2005 - 04/02/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MO
12/06/2000 - 04/05/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 02/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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