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Calvin Lee Thompson

Tiaa-Cref Individual & Institutional Services, LLC

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About Calvin Lee Thompson

Calvin Lee Thompson is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Calvin has over 22 years of experience in the financial services industry. Calvin's areas of expertise include financial planning, portfolio management for individuals, and selection of other advisors. Calvin holds the Series 66, Series 7 and SIE licenses and is registered with the state of Pennsylvania. Previously, Calvin was a financial advisor with PNC INVESTMENTS and J.J.B. HILLIARD, W.L. LYONS, INC..

Firm Information

Calvin Thompson is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Calvin Thompson’s Registration & Firm History

PA

07/31/2012 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Philadelphia PA)

PA

01/01/2004 - 05/30/2012

PNC INVESTMENTS (PHILADELPHIA PA)

KY

06/01/2002 - 01/01/2004

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

PA

05/01/2001 - 06/01/2002

PNC BROKERAGE CORP (PITTSBURGH PA)

CA

02/07/2000 - 10/11/2000

E-INVEST, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 04/03/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/04/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Calvin Lee Thompson.
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