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Callaghan Shea

Northwestern Mutual Investment Services, LLC

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About Callaghan Shea

Callaghan Shea is a registered representative with Northwestern Mutual Investment Services, LLC. Callaghan Shea is located in Moosic, Pennsylvania and is licensed to sell securities in Pennsylvania. Callaghan Shea has passed the Series 6TO and SIE exams. Callaghan Shea has been in the industry since August 30, 2024.

Firm Information

Callaghan Shea is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Callaghan Shea’s Registration & Firm History

PA

08/31/2024 - Present

Northwestern Mutual Investment Services, LLC (MOOSIC PA)

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Licenses & Designations

BC

Issued 08/30/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/08/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Callaghan Shea.
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