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Calian Y Huang

Pershing LLC

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About Calian Y Huang

Calian Huang is a financial advisor with over 10 years of experience in the industry. Calian is currently registered with Pershing LLC and holds multiple licenses, including Series 7, 24, 52TO, 66, 87, and SIE. Calian has previously worked with TD Ameritrade, MML Investors Services, MSI Financial Services, HSBC Securities, and John Thomas Financial. Calian is active in the New York state and has been since November 2021.

Firm Information

Calian Huang is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Calian Huang’s Registration & Firm History

NY

11/29/2021 - Present

Pershing LLC (NEW YORK NY)

NY

06/08/2018 - 07/28/2020

TD AMERITRADE, INC. (FLUSHING NY)

NY

03/25/2017 - 05/21/2018

MML INVESTORS SERVICES, LLC (FLUSHING NY)

NY

05/10/2016 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (FLUSHING NY)

NY

10/24/2013 - 05/06/2016

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

07/02/2013 - 10/11/2013

CETERA INVESTMENT SERVICES LLC (FLUSHING NY)

NY

02/16/2011 - 03/20/2013

JOHN THOMAS FINANCIAL (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/01/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/15/2012

Series 24 - General Securities Principal Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/15/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Calian Y Huang.
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