Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caley? Claim Your ProfileCaley L. Chrismond is a financial advisor with Edward Jones. Caley is registered to provide investment advice in 11 states. Caley has been in the financial services industry since September 2005. Before joining Edward Jones, Caley was a financial advisor at Wells Fargo Clearing Services, LLC, and LPL Financial LLC. Caley holds the Series 7, 9, 10, 31, and 66 securities licenses as well as the SIE exam. Caley is a Certified Financial Planner. Caley's specializations include retirement planning, college savings, estate planning, insurance, and business planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MS
06/14/2024 - Present
Edward Jones (TUPELO MS)
MS
06/20/2018 - 06/21/2024
WELLS FARGO CLEARING SERVICES, LLC (TUPELO MS)
MS
07/31/2007 - 06/25/2018
LPL FINANCIAL LLC (TUPELO MS)
MS
04/02/2007 - 07/11/2007
MORGAN STANLEY & CO., INCORPORATED (TUPELO MS)
MS
09/12/2005 - 04/02/2007
MORGAN STANLEY DW INC. (TUPELO MS)
BOTH
Issued 09/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/30/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Caley Chrismond is the right advisor for you? Invested Better is here to help.
