Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caleb? Claim Your ProfileCaleb Allen is a Registered Representative and Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. Caleb has been in the financial services industry since 2023 and has passed the Series 7TO, SIE, and Series 66 exams. Caleb is registered in 35 states and 2 additional states for Investment Advisory purposes. Caleb also owns and operates several businesses including LEB Financial, Caleb W Allen, LLC, and Quo Vadis Financial LLC. Caleb is a member of the United States Marine Corps Reserve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TN
07/17/2023 - Present
Cambridge Investment Research Advisors, Inc. (Quebeck TN)
BOTH
Issued 07/05/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/31/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Caleb Allen is the right advisor for you? Invested Better is here to help.
