Unclaimed
Caleb Schaffitzel is a financial professional with Northwestern Mutual Investment Services, LLC. Caleb is registered with FINRA and holds Series 63, Series 6TO, and SIE licenses. Caleb has been in the industry since February 11, 2024, and is currently registered in Arizona, Missouri, and Oklahoma. Caleb works from the Springfield, Missouri office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
02/12/2024 - Present
Northwestern Mutual Investment Services, LLC (SPRINGFIELD MO)
BC
Issued 05/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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